June 23, 2026Key takeaways Introduction Since December 2021, the SEC has fined over 100 firms more than $2.2 billion for recordkeeping failures,…- June 19, 2026Key Takeaways Introduction Every year, federal agencies receive hundreds of thousands of FOIA requests, and many struggle to respond on…
- June 17, 2026Key takeaways Introduction Most compliance teams find out about their gaps the hard way, when an auditor requests records that…
- June 12, 2026Key takeaways Introduction In 2022, the SEC fined 16 Wall Street firms a combined $1.1 billion for failing to preserve…
- June 11, 2026Key Takeaways Introduction A single misaddressed email containing a student’s grades or disciplinary record can trigger a FERPA complaint, an…
- June 8, 2026Key takeaways Introduction According to SEC and FINRA enforcement actions, recordkeeping failures have cost regulated organizations more than $3 billion…
- June 2, 2026Key Takeaways Introduction Most organizations have years of communication data scattered across mailboxes, PST files, cloud platforms, and personal devices,…
- May 29, 2026Key Takeaways Most organizations retain far more data than they need, and far less than regulators require. That gap is…
- May 28, 2026Key Takeaways Introduction Most regulated organizations already know their email is archived. What’s less certain is whether their text messages,…
May 21, 2026Microsoft reports that more than 430 million people use Microsoft 365 apps. That makes Outlook one of the most widely…
