FINRA Compliance
Data Archiving Software
Retain and supervise all communications to meet regulatory compliance requirements from FINRA, SEC and more
ONE OF THE TOP-RATED DATA ARCHIVING PRODUCTS ON INDEPENDENT PLATFORMS
Financial Services Resource Pack
Our best resources for archiving and compliance in the financial services industry.
Jatheon Allows Your Firm to Communicate Compliantly Across Email, Social Media, SMS, Bloomberg and Other Chat Apps
Ensure compliance with FINRA and SEC
Automate the retention of electronic records and meet the requirements outlined by FINRA and SEC.
Enable capture across various platforms
Centralize the retention of email, social media, text messages, calls, and chat apps like Bloomberg to solve search, retention, supervision and production challenges across the board.
Simplify compliance workflows
Customize and centralize retention schedules, prevent alteration and deletion of data, and monitor all user activities in the archive.
Optimize audits and ediscovery
Faster and more efficient data ediscovery thanks to powerful search, case management, PII redaction and audit capabilities.
Improve the speed of search and production of records
Find any information easily and export it to various formats thanks to the SLA-guaranteed, fast and easy-to-use advanced search and export features.
Improve records and user management
Create an unlimited number of user roles and manage users’ level of access to the archived data by assigning each role with unique, customizable permissions.
Jatheon is listed in the FINRA Compliance Vendor Directory.
A single records retention, compliance and risk management solution for financial services firms
Email archiving from all email platforms
Jatheon integrates with all major email providers, and can be deployed as cloud, on-premises, and virtual systems. Emails are indexed and archived together with attachments. Use 50+ Advanced Search criteria to narrow down your queries and search 1M+ email records in under 1 second. Export to EML, PST, or PDF. Set custom retention schedules and automatically delete emails once the retention periods expire. Compatible with Bloomberg email.
SMS, chat and social media archiving
With Jatheon, you can retain records from all major social media channels (Facebook, Twitter, Instagram), capture content from chat and collaboration apps like Bloomberg Chat, WhatsApp, Zoom, and MS Teams, as well as text messages and voice calls. Everything is captured with full context and in evidentiary quality, including edits and deleted messages.
Designed for the financial services sector
Jatheon’s compliance solutions are built to support banks, insurance companies, financial advisors, broker dealers, wealth and asset management and other FINRA member firms to mitigate compliance risks. Full compliance with requirements of SEC 17a-4(b), SEC 204-2, SEC 206(4)-7, SEC IA-2204, FINRA 4500, FINRA 4512, Regulatory Notices 10-6, 11-39, and 17-18, IIROC, FCA and other compliance standards.
Fast, error proof migration from other systems
Our automated migration tool transfers your current or legacy data from most competitor systems, minimizing hiccups and errors. Zero effort and minimal participation on your end, with 24/7 support by our team of engineers. No queuing – your legacy data is migrated while real-time archiving takes place.
Included in Gartner’s 2022 MQ for Data Archiving
Listed in FINRA Vendor Directory
Automated migration from competitor systems
Clear, predictable pricing with no hidden costs
Sounds interesting? Contact us to get a 30-minute tour of our solutions.
What our financial clients say about us
The product delivers what it promises. It made discovery, retention, and data sharing painless and much faster.
This technology has been rock solid for us.
The ease of deployment was insanely simple. The solution itself is quite powerful and delivers the results incredibly fast. The post sale support has been fantastic — the follow up is almost instant.
Jatheon is one of the best kept secrets in the email archiving world. Their advanced search is incredible. It’s easy to create a complex search using many email parameters. I can create searches and download results in minutes.
A great email archiving product that’s powerful and easy to understand.
They’ve supported us with our data migration and have kept me informed at each milestone.
See all features in action
Get in touch and we’ll organize a 1-on-1 demo of our data archiving software and answer all your questions.