Top Financial Compliance Resources for 2026
Recognized by Gartner, Jatheon specializes in data archiving for financial services. Comply with data retention laws while streamlining record management. We’ve prepared everything you need to know in one handy resource pack.
Jatheon is the trusted vendor of choice for the financial services industry.
Here are the most valuable resources you’ll get:
Email Archiving in the Financial Services Industry
Email Archiving in the Financial Services What’s inside:
- – Key compliance laws in the financial services industry
- – The impact of the Dodd-Frank Act
- – Top email archiving challenges — and how to tackle them
- – How email archiving automates compliance
How to Meet FINRA Compliance and Retain Records in Line With SEC 17a-4
In this article, your team will learn:
- – What FINRA and SEC rule 17a-4 are
- – How FINRA non-compliance affects your business
- – Steps to complying with FINRA compliance requirements
- – Must-have FINRA archiving solution features
SOX Compliance Requirements and Archiving
In this guide, we cover:
- – Sarbanes-Oxley basics
- – The 11 pillars of SOX compliance
- – Key SOX compliance requirements
- – How data archiving helps you comply with SOX
- – 5-step guide to full SOX compliance
Whitepaper: Controlling Compliance Costs for Financial Services Firms
Discover the challenges, benefits, and best practices for records retention, compliance, and risk management in the financial services industry. This whitepaper covers regulatory complexities, the impact of growing data volumes, and how to protect productivity, reputation, and customer trust.
Infographic: Ensure SEC 17a-4 Compliance Across Multiple Communication Channels
In this infographic, we explore how financial services firms can ensure SEC 17a-4 compliance across diverse communication channels.
You’ll discover:
- – The biggest pain points financial firms face
- – Top compliance challenges
- – How Jatheon addresses these issues with secure, compliant data archiving
20 years
as most trusted archiving vendor
FINRA-vetted
Listed in FINRA Vendor Directory
4.9
average product rating on Gartner
24/7
in-house technical support
Let’s get you started!
Take a tour of Jatheon’s archiving software to learn how to be FINRA compliant and better oversee digital communications across the board.
