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How to Meet FINRA Compliance and Retain Records in Line With SEC 17a-4

March 20, 2024 By Marko Dinic 4 Comments

financial email archiving

The financial sector is overseen by two key regulatory bodies that determine how you manage your business records — FINRA and the SEC. Due to the complexity and rigor of these regulations, it’s challenging to comply, and many financial firms still face hefty fines. However, there are strategies and solutions you can implement to get […]

Filed Under: Blog Tagged With: 17a-3, 17a-4, 17a-4 compliance, finra books and records, FINRA compliance, finra compliance requirements, finra record retention, finra retention requirements, finra worm compliance, sec compliance solutions, sec retention requirements

FRCP 26(f) Rule: Meet and Confer Conference Checklist

March 19, 2024 By Bojana Krstic Leave a Comment

frcp 26(f)

The Federal Rules of Civil Procedure (FRCP) serve as the backbone of American civil litigation, governing court procedure for civil cases. Among these rules, FRCP 26(f), commonly known as the “meet and confer” rule, stands out as a critical early step in the litigation process. For IT Directors, Technology Managers, CIOs, CTOs, Compliance Officers, and […]

Filed Under: Blog Tagged With: 26f conference, frcp 26(f), meet and confer

Top 8 HIPAA Compliant Email Service Providers

March 18, 2024 By Steven Tobolar Leave a Comment

hippa compliant email service

Compliance is a very important aspect of the healthcare industry and adhering to strict HIPAA requirements can be hard without a HIPAA compliant email service. Under the Health Insurance Portability and Accountability Act (HIPAA), you are required to safeguard both your and your patients’ privacy. This is why choosing the right HIPAA email service and […]

Filed Under: Blog Tagged With: best hipaa compliant email, hipaa compliant email, hipaa compliant email service, hipaa email

Mastering Employee Email Monitoring: Ensuring Compliance and Navigating Privacy

March 14, 2024 By Bojana Krstic Leave a Comment

employee email monitoring

Employee email monitoring isn’t just a tool for managing productivity, but a key aspect of regulatory compliance. With numerous regulations dictating how and why employee emails should be monitored, it’s important for companies to understand and implement effective monitoring strategies. This article aims to provide a comprehensive guide on employee email monitoring, focusing on compliance […]

Filed Under: Blog Tagged With: Email Monitoring, Employee Email Monitoring

Data Loss Prevention Policy In-Depth Guide and Best Practices

March 12, 2024 By Marko Dinic

Data Loss Horror Stories

Data is the driving factor behind almost all modern businesses, which makes it an invaluable resource to keep safe and operational. The costs of business downtime due to data loss can easily exceed $300,000 for a single hour of downtime. To circumvent this, businesses have recognized the need for data loss prevention policies and systems […]

Filed Under: Blog Tagged With: data loss prevention best practices, data loss prevention policy, dlp policies, dlp policy

Commvault Competitors: 5 Alternatives to Try for Data Archiving

March 11, 2024 By Bojana Krstic Leave a Comment

Commvault competitors

When it comes to data archiving, choosing the right vendor can be as crucial as the technology itself. Many organizations opt for Commvault for its robust features and extensive track record. However, no solution is without its drawbacks, and Commvault is no exception. Our focus? Finding five leading Commvault competitors that might suit your specific […]

Filed Under: Blog Tagged With: commvault alternatives, commvault competitors

An Ultimate Guide to Email Privacy Policy in the Workplace

March 8, 2024 By Bojana Krstic Leave a Comment

Email Privacy Policy

If your organization uses email (and most do), you need to implement an email privacy policy. This article explores the nuances of such policies, particularly in light of the Email Privacy Act, offering insights for both employers and employees. Whether you’re an IT Director, Compliance Officer, or just someone looking to understand the interplay of […]

Filed Under: Blog Tagged With: email privacy, Email Privacy Policy

Email Harassment at Work: Compliance, Legal Responses, and the Role of Data Archiving

March 6, 2024 By Bojana Krstic Leave a Comment

Email Harassment at Work

Email harassment in the workplace is a common issue that not only affects the well-being of employees but also poses significant legal and compliance risks for organizations. This article explores the dynamics of email harassment, outlining the responsibilities of compliance and legal departments. It also highlights how effective data archiving can be in both preventing […]

Filed Under: Blog Tagged With: email abuse, Email Harassment, email harassment complaint, harassing emails

Navigating Document Retention Policy and Managing Requests for Production

March 4, 2024 By Steven Tobolar Leave a Comment

document retention policy

Understanding and implementing an effective document retention policy is crucial for any organization, particularly when it comes to responding to requests for production in legal and compliance contexts. In this article, we’ll cover: The essentials of policy creation, The impact of technology in document management, and How to navigate legal requirements effectively. Whether you’re an […]

Filed Under: Blog Tagged With: document retention policy, requests for production

Guide to Microsoft Office365 Archiving

March 4, 2024 By Marko Dinic Leave a Comment

microsoft 365 archiving

Migration to an office suite is an inevitable step for many companies, whether the move is from the outdated, internally built office suite software or an early development stage where startups need to set the internal operations on firm grounds. Microsoft Office365 (O365) suite is an obvious choice for many, as it includes essential applications […]

Filed Under: Blog Tagged With: Office 365 archiving

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