October 1, 2026Jatheon captures posts, comments, edits, and deletions from the Facebook, X, Instagram, and YouTube accounts your firm and its advisors…
September 25, 2026When you hit the Microsoft 365 mailbox limit, the first sign is usually quiet. A records manager opens Outlook and…
September 24, 2026FINRA Rule 2210 sets the standards broker-dealers and their associated persons must meet when they communicate with the public, by…- September 24, 2026TORONTO, ONTARIO, CANADA: Jatheon, a provider of AI-enabled data archiving for compliance, supervision, and ediscovery, introduced Content Policy, a new…
September 4, 2026TORONTO, ONTARIO, CANADA: Jatheon announced Slack archiving on the Jatheon Cloud platform, giving compliance and legal teams a supervised, searchable…- September 4, 2026Key Takeaways Introduction In June 2025, Baltimore’s Office of the Inspector General found that two city agencies, including the Mayor’s…
August 25, 2026Key Takeaways Introduction Producing a complete communications record on request is one of the more consistent failure points for compliance…- August 17, 2026Key Takeaways Introduction You already know the compliance burden is real. Federal funding comes with strings attached: FERPA, CIPA, IDEA,…
- August 14, 2026Key Takeaways Introduction In September 2022, the SEC charged 16 firms with recordkeeping failures tied to off-channel communications, a case…
- August 13, 2026Key takeaways Introduction Texting has become a primary communication channel between financial advisors and their clients. Clients expect quick responses,…
