by Jatheon

Ensure SEC 17a-4 Compliance Across Multiple Communication Channels

In this infographic, we explore how financial services firms can ensure SEC 17a-4 compliance across diverse communication channels.

You’ll discover:

  • The biggest pain points financial firms face, including off-channel communications and recordkeeping issues, alongside eye-opening statistics on recent SEC fines.
  • Top compliance challenges, from the complexity of governance across various data sources to the substantial revenue losses caused by noncompliance events.
  • How Jatheon addresses these issues with secure, compliant data archiving.

See how data archiving can simplify compliance and ediscovery for your organization

Book a short demo to see all the key features in action and get more information.

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Jatheon is a “Trail Blazer” in The Radicati Group’s 2024 Information Archiving MQ

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