AI-Enabled Financial Services Compliance Software
Capture and retain financial communications with full context
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Turn regulatory pressure into operational advantage
Rising SEC and FINRA scrutiny is forcing financial firms to retain and review growing volumes of communications data across new channels. Legacy archives and manual processes make compliance slow, costly, and risky. Jatheon modernizes this approach by delivering SEC-aligned capture, fast ediscovery, and a unified archive that turns static data into actionable intelligence.
BENEFITS
Why financial firms trust Jatheon
Automated FINRA record retention
Native, multi-channel capture of 30+ communication channels helps financial firms meet SEC Rules 17a-3, 17a-4 and FINRA Rule 4511 requirements.
Compliance-ready reporting
The archive features full audit trails and role-based access. An AI dashboard surfaces high-priority items for review, while one-click exports deliver exam-ready records in minutes.
Avoid SEC fines for mobile communications
Capture communications your teams actually use, including iMessage, WhatsApp, and text messages, with full context and metadata.
Improve the speed of search
Find any information easily and export it to various formats with an SLA-guaranteed, fast and easy-to-use advanced search and export features.
AI risk detection and supervision
By reducing false positives and prioritizing high-risk communications, compliance teams can act early, before issues escalate into regulatory findings or fines.
Protect sensitive financial data
Encryption, geofencing, SSO, and 2FA secure data at every layer. AWS architecture aligned with SOC 2 Type II and ISO 27001 ensures compliant, privacy-first storage.
What sets us apart
Unified, multi-channel compliance evidence
Jatheon connects communications across email, mobile, chat, and collaboration platforms, so internal investigations have complete, contextual timelines. High-speed, multi-format keyword and LLM-based search and AI analytics speed up fact-finding for AML reviews, HR matters, and SEC inquiries.
Flexible capture
Jatheon can capture and deliver communication records to your existing archive — no disruption, no lock-in, and no forced platform change. Alternatively, you can retain data directly within the Jatheon platform. This unified experience preserves full context and threading, layers AI-driven insight on top of your records, and gives teams a faster, more intuitive way to review, search, and supervise communications.
Automated migration
Jatheon can migrate data from legacy and competitor systems through a fully automated, zero-downtime process handled by our in-house, expert engineers. Historical records are preserved with integrity and metadata intact, ensuring continuity, compliance, and audit readiness from day one.
AI-built insight for modern compliance
Turn your archive into an active system of oversight and intelligence. AI analyzes communications, understanding text, images, audio, and video to surface risk, sentiment, and SEC violations with context. An AI-driven dashboard and conversational copilot help compliance teams prioritize high-risk items, ask natural-language questions, and generate summaries or clarifications without manual review.
Explore our archiving platform
Cut communication-related risk by 73% with SEC compliance software
